Apprenticeship

When and How to Submit Data to Meet Apprenticeship Requirements

Apprenticeship Programs that keep accurate records and submit them on time are more likely to keep their programs on track and in compliance.

When and How to Submit Data to Meet Apprenticeship Requirements
William Lippolis

William Lippolis

Founder & CEO

Successful Apprenticeship Programs are driven by accurate data. Without it, your program will struggle to comply with Federal and State rules and regulations.

Employers and Sponsors must know when and how to submit data with State and Federal Apprenticeship agencies

Knowing the information these agencies require and using Apprenticeship Management Software can help you submit Apprenticeship Program records on time and in the correct format to comply with all standards for Apprenticeship.

 

What Data is Required for Apprenticeship Compliance?

Federal and state agency regulations require Registered Apprenticeship Programs to maintain program and apprentice records. Failure to keep these records can put the program at risk. 

Program records include:

  • Standards of Apprenticeship
  • Program Selection Criteria and Procedures
  • Applicable HR Policies
  • Affirmative Action Plans
  • Inventory of Partners (Employer-Partners, RTI Providers, etc.)

Apprenticeship records include:

  • On-the-Job Training Progress (i.e., Work Process Schedule)
  • Related Technical Instruction Progress (i.e., Courses and Grades) 
  • Wage Schedule Progression
  • Apprentice Agreements (i.e., Form 671 or State Agreement)
  • Case Notes (i.e., disciplinary actions and other notes)
  • Previous Experience (OJT and RTI)

The requirements for record-keeping are extensive but important. Your Apprenticeship Program will comply with State and Federal regulations more easily if you submit required records on time.

 

Need help building your Apprenticeship Program? Check out our guide that covers  the basics. 

 

What to Know about Submitting Data for Your Registered Apprenticeship

When submitting data about your Apprenticeship, timing matters. The method you choose for submission is also important. Both steps will help your program comply with regulations.

Timing: When to Submit Data

The timing of data submissions can vary. It depends on the requirements of your Apprenticeship Program and the regulations of the State and Federal agencies overseeing the program. 

Depending on the program, data submissions can be monthly, quarterly, or even semi-annually. Some programs may not require data submissions until the end of the Apprenticeship Program when apprentices complete required training hours and are ready to receive credentials. 

These submissions help agencies overseeing the program monitor apprentices’ progress and program compliance with their Standards of Apprenticeship.

The U.S. Department of Labor will audit these records for compliance at least every six months, if not quarterly. Audits examine how well employers follow their Apprenticeship Standards and other regulations. If this review exposes a lack of compliance, programs can lose their eligibility for incentives, such as reimbursements and tax credits, or worse, program approval. It is best to keep accurate records in case of audits.

Examine the requirements of your Apprenticeship Program and always submit data on the correct schedule. Keep records of all data submissions to make sure you can provide a record of program compliance.

Method: How to Submit Data

You can manage and submit data online, in spreadsheets or software programs, via paper forms, or even by email or fax. You must comply with all State and Federal requirements regardless of how you submit the information.

Many Apprenticeship Programs use an online portal to manage their data. Online portals allow you to track Apprenticeship Program and apprentice progress in real-time. Program Sponsors can use the portals to monitor apprentices’ progress and submit data.

Spreadsheets or software programs are also a way for Apprenticeship Programs to manage and submit data. These tools allow detailed tracking of the Apprenticeship Program and apprentices’ progress and provide a convenient way for Program Sponsors to submit data.

Paper forms are an antiquated way to keep paperwork organized, but many Apprenticeship Programs still use manual methods to collect and submit data. This record-keeping option can be more time-consuming, less convenient, and prone to mistakes, but it still provides a physical record of Apprenticeship Program progress that can be referenced later.

Email and fax data submissions are possible, but less frequently used. They are an option when needed.

Data tracking and submission can be simpler with Apprenticeship Management Software, which can reduce administrative overhead and improve program efficacy. These tools automate record-keeping to help Apprenticeship Programs comply with data-keeping and submission requirements. The software houses all program and apprentice records in a central location and offers reporting tools. 

The best way to submit data depends on the needs of your Apprenticeship Program. It can also depend on the type and the amount of data being submitted, as well as a Program Sponsor’s personal preferences.

 

Related Content: DOL Compliance Assistance: Working with ApprentiScope

 

How Can Apprenticeship Management Software Help?

Apprenticeship Management Software can automate and streamline record-keeping and program management. If record keeping, data submissions, and program audit worries keep you up at night, consider the benefits of a software solution.

  • Automated Data Collection. Data collection for the Apprenticeship Program can be done with Apprenticeship Management Software. These tools can track the hours worked by apprentices, the training hours apprentices complete, and other relevant program metrics. Automating data collection saves time and reduces errors inherent in manual data collection.
  • Real-Time Tracking. With a software solution, you can track Apprenticeship Program progress in real-time to keep tabs on apprentices’ progress and ensure the program meets all State and Federal standards.
  • Seamless Data Submission. Using software to manage program data provides a convenient platform to submit data to State and Federal agencies. Automating submissions reduces the time and effort spent on manual data submissions.
  • Keep Tabs on Compliance. Program Sponsors can use software to monitor how the Apprenticeship Program complies with Apprenticeship regulations. They can set alerts and reminders in the program that inform them if the program veers from compliance.
  • Reporting. Monitoring compliance hinges on accurate reporting. Apprenticeship Management Software mines the data and puts it into easily understood reports to help Program Sponsors make informed decisions and identify areas for improvement.
  • Time Tracking. ApprenticeScope software simplifies tracking apprentice hours by eliminating manual data entry. Apprentices submit their OJT and RTI hours directly into the program, which splits their time logs by competency. Later, supervisors can use the tool to manage daily time submissions by apprentices to track each individual’s progress

 

Takeaway

Data makes a difference. Apprenticeship Programs that keep accurate records and submit them on time are more likely to keep their programs on track and in compliance. 

Know the data required for compliance and use Apprenticeship Management Software to streamline record keeping and submissions. Taking these steps can keep your program in compliance and your company reaping the benefits of Apprenticeship for years to come.

 

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